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A question requiring a ‘True/False’ answer.(Required) True False

5. The New York Stock Exchange (NYSE) is an example of A multiple-choice question with several possible answers.(Required) 1.0 decentralized market 2.0 specialist market 3. auction market 4. U centralized market 5. dealer market

6. The characteristics of the dealer markets (OTC) are A multiple-choice question with several possible answers.(Required) 1. O It is a decentralized market 2.0 Exchange is the predominant method for bond trading 3.0 Specialists act as the market-makers 4. O Unlisted stocks (Penny) are traded via OTC 5. U Transactions are privately negotiated between parties 6. Dealers act as the market-makers 7.0 It is a centralized market

7. Which of the following statements are true A multiple-choice question with several possible answers.(Required) 1.0 A private placement is fast and costless compared to public offerings 2.0 A private placement is slow and expensive compared to public offerings 3. The price of a stock through a private placement is usually discounted due to illiquidity 4. U A private placement doesn’t need to register with the SEC 5. A private placement doesn’t need to disclose financial statements to general public 6.0 A private placement needs to disclose financial statements to general public 7. A private placement needs to register with the SEC

8. Dealers maintains an inventory of security and stands ready to buy and sell at any time. A question requiring a ‘True/False’ answer.(Required) True O False

9. Spread is the basic source of brokers’ profits. A question requiring a ‘True/False’ answer.(Required) True O False

10. If you place a market order, there is not guarantee that your order will be filled. A question requiring a ‘True/False’ answer.(Required) True False

11. If you place a limited order, there is a guarantee on the execution price. A question requiring a ‘True/False’ answer.(Required) True False